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April 9 @ 4:00 - 8:00 p.m.

Hosted and Sponsored by Schulte Roth & Zabel
919 3rd Ave, 23rd Floor, New York, NY 10022

This event has hit capacity. For questions, please contact Tracey Shumpert.

 

Please note that this event has limited capacity.  Should the event become fully subscribed, FISD reserves the right to limit the number of delegates attending per firm.  This may require removing some registrations in excess of the per company limit.  The purpose of this policy is to ensure a diverse member audience with a mix of consumers, vendors, exchanges, and others.

Agenda

4:00 - 4:30 p.m.

Registration & Networking

4:30 - 4:35 p.m.

FISD Opening
Tracey Shumpert, VP of Membership and Programs, FISD

4:40 - 5:00 p.m.

Recordkeeping, NDAs, and Data Sharing Considerations
Allison Bernbach, Partner, Schulte Roth & Zabel
Kelly Koscuiszka, Partner and Co-Chair of the Investment Management Regulatory & Compliance Group, Schulte Roth & Zabel
John Nowak, Partner, Schulte Roth & Zabel
Craig Warkol, Partner and co-chair of the firm's Litigation Group, Broker-Dealer Regulatory & Enforcement Group and securities enforcement practice, Schulte Roth & Zabel

5:00 - 6:00 p.m.

Legal Considerations, Compliance, and Generative AI 2.0
Max Abend
, Executive Director, PDT Partners
Kelly Koscuiszka, Partner and Co-Chair of the Investment Management Regulatory & Compliance Group, Schulte Roth & Zabel
Janel Thamkul, Deputy General Counsel, Anthropic
Danny West, Senior Vice President, Associate General Counsel, Two Sigma
Patrick Vergara, COO, Norm Ai

6:00 - 8:00 p.m.

Networking Reception

SPEAKERS

Tracey Shumpert

Vice President, FISD Membership & Programs, SIIA

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Patrick Vergara

COO, Norm Ai

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Max Abend

Executive Director, PDT Partners

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Kelly Koscuiszka

Partner and Co-Chair, Investment Management Regulatory & Compliance Group, Schulte Roth & Zabel

Bio →

John Nowak

Partner, Schulte Roth & Zabel

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Janel Thamkul

Deputy General Counsel, Anthropic

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Danny West

Senior Vice President, Associate General Counsel, Two Sigma Investments, LP

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Craig S. Warkol

Partner and co-chair of the firm’s Litigation Group, Broker-Dealer Regulatory & Enforcement Group and securities enforcement practice, Schulte Roth & Zabel

Bio →

Allison Bernbach

Partner, Schulte Roth & Zabel

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Host

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