Name: FISD Alternative Data Council: Compliance and Generative AI
Start: 2023-10-17T00:00:00-04:00
End: 2023-10-17T23:59:59-04:00

October 17, 2023 @ 4:00 - 8:00 p.m.

Hosted and Sponsored by

Schulte Roth & Zabel

919 3rd Ave, 23rd Floor* New York, NY 10022

This event is at capacity. Please direct questions to Tracey Shumpert.

Agenda
4:00 – 4:30 p.m.	Registration and Networking
4:30 – 4:35 p.m.	FISD Opening Remarks & Housekeeping Tracey Shumpert, VP of Membership and Programs, FISD
4:35 – 4:40 p.m.	SIIA Data Policy Council Overview Chris Mohr, CEO, SIIA
4:40 – 4:45 p.m.	Alternative Data Council Updates Procurement Stream Update Max Abend, Vice President, PDT Technology Stream Update Jon Neitzell, Alternative Data Council Fellow/Anduril Partners
4:45 – 4:55 p.m.	AI Employment Considerations: New and Contemplated Regulations Marty Schmelkin, Partner, Schulte Roth & Zabel
4:55 – 5:05 p.m.	Incorporating AI Questions into DDQs and the Vendor Diligence Process Jessica Margolies, Special Counsel, Investment Management and Regulatory & Compliance Group, Schulte Roth & Zabel
5:05 – 6:00 p.m.	Legal Considerations, Compliance, and Generative AI Brooke Bernstein, Associate General Counsel, Tudor Hane Kim, Chief Risk and Strategy Officer, Office of Risk and Strategy, Division of Examinations, U.S. Securities and Exchange Commission Kelly Koscuiszka, Partner and Co-Chair of the Investment Management Regulatory & Compliance Group, Schulte Roth & Zabel Courtney Lewis, Chief Compliance Officer & General Counsel, Marshall Wace North America, LP Adam Storch, Associate Director, Event and Emerging Risks Examination Team (EERT), Division of Examinations, U.S. Securities and Exchange Commission
6:00 – 8:00 p.m.	Networking Reception