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October 17, 2023 @ 4:00 - 8:00 p.m.

Hosted and Sponsored by

Schulte Roth & Zabel


919 3rd Ave, 23rd Floor* New York, NY 10022

This event is at capacity. Please direct questions to Tracey Shumpert.

Agenda

4:00 – 4:30 p.m.

Registration and Networking

4:30 – 4:35 p.m.

FISD Opening Remarks & Housekeeping
Tracey Shumpert
, VP of Membership and Programs, FISD

4:35 – 4:40 p.m.

SIIA Data Policy Council Overview

Chris Mohr, CEO, SIIA

4:40 – 4:45 p.m.

Alternative Data Council Updates

Procurement Stream Update
Max Abend, Vice President, PDT

Technology Stream Update
Jon Neitzell, Alternative Data Council Fellow/Anduril Partners

4:45 – 4:55 p.m.

AI Employment Considerations: New and Contemplated Regulations
Marty Schmelkin
, Partner, Schulte Roth & Zabel

4:55 – 5:05 p.m.

Incorporating AI Questions into DDQs and the Vendor Diligence Process
Jessica Margolies, Special Counsel, Investment Management and Regulatory & Compliance Group, Schulte Roth & Zabel

5:05 – 6:00 p.m.

Legal Considerations, Compliance, and Generative AI
Brooke Bernstein
, Associate General Counsel, Tudor
Hane Kim, Chief Risk and Strategy Officer, Office of Risk and Strategy, Division of Examinations, U.S. Securities and Exchange Commission
Kelly Koscuiszka, Partner and Co-Chair of the Investment Management Regulatory & Compliance Group, Schulte Roth & Zabel
Courtney Lewis, Chief Compliance Officer & General Counsel, Marshall Wace North America, LP
Adam Storch, Associate Director, Event and Emerging Risks Examination Team (EERT), Division of Examinations, U.S. Securities and Exchange Commission

6:00 – 8:00 p.m.

Networking Reception

Tracey Shumpert

Vice President, FISD Membership & Programs, SIIA

Max Abend

Executive Director, PDT Partners

Marty Schmelkin

Partner, Schulte Roth & Zabel

Kelly Koscuiszka

Partner and Co-Chair, Investment Management Regulatory & Compliance Group, Schulte Roth & Zabel

Jonathan Neitzell

Founder and Managing Partner, Anduril Partners

Jessica Margolies

Special Counsel, Investment Management and Regulatory & Compliance Group, Schulte Roth & Zabel

Hane Kim

Chief Risk and Strategy Officer, Office of Risk and Strategy, Division of Examinations, U.S. Securities and Exchange Commission

Courtney Lewis

Chief Compliance Officer & General Counsel, Marshall Wace North America, LP

Chris Mohr

President, SIIA

Brooke Bernstein

Associate General Counsel, Tudor

Adam Storch

Associate Director, Event and Emerging Risks Examination Team (EERT), Division of Examinations, U.S. Securities and Exchange Commission

Host & Sponsor

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